Filing Details

Accession Number:
0001214659-18-004651
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-29 16:39:36
Reporting Period:
2018-06-27
Accepted Time:
2018-06-29 16:39:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Dpw Holdings Inc. DPW Electronic Components, Nec (3679) 941721931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212502 Iii C Milton Ault P.o. Box 3587
Tustin CA 92781
Chairman And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-27 529 $0.55 75,529 No 4 P Indirect See Footnote (1)
Common Stock Acquisiton 2018-06-27 871 $0.54 76,400 No 4 P Indirect See Footnote (1)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote (1)
No 4 P Indirect See Footnote (1)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2018-05-08 75,000 $0.00 75,000 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2018-05-08 2022-10-04 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,600 Direct
Footnotes
  1. 76,400 shares of Common Stock are held by the Reporting Person's wholly owned company, Ault & Company, Inc. ("Ault & Company").
  2. On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018.