Home > Insider Trading > Filing (0001214659-18-004650)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
896493	Dpw Holdings Inc.	DPW	Electronic Components, Nec (3679)	941721931

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1734770	Ault & Company, Inc.	200 Sandpointe Drive, Suite 500 Santa Ana CA 92707	See Remark	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-06-27	529	$0.55	75,529	No	4	P	Direct
Common Stock	Acquisiton	2018-06-27	871	$0.54	76,400	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series B Convertible Preferred Stock	$0.70			1,785,714	125,000	Indirect
Common Stock	Common Stock Purchase Warrant	$0.70	2018-04-24	2023-04-24	357,143	1,785,714	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,785,714	125,000	Indirect
2023-04-24	357,143	1,785,714	Indirect

Footnotes

The Series B Convertible Preferred Shares are convertible upon the earlier to occur of (i) 60 months from March 24, 2017, or (ii) upon the filing by the Issuer of one or more periodic reports that, singly or collectively, evidence(s) that the Issuer's gross revenues have reached no less than $10,000,000 in the aggregate, on a consolidated reporting basis, over four consecutive quarters in accordance with U.S. GAAP. There is no expiration date applicable to the conversion of the Series B Convertible Preferred Shares.
These derivative securities of the Issuer are owned by Philou Ventures, LLC, a Wyoming limited liability company, of which the Reporting Person is the Manager and has sole voting and dispositive power over the underlying shares of Series B Convertible Preferred Stock and common stock.