Filing Details
- Accession Number:
- 0001654954-18-007178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-29 16:17:32
- Reporting Period:
- 2018-06-28
- Accepted Time:
- 2018-06-29 16:17:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-28 | 119,000 | $2.96 | 442,081 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 521 | Indirect | By The Peterson Family Trust |
| Common Stock | 1,834 | Indirect | By dependent child |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $2.20 | 2017-01-07 | 2021-01-07 | 30,000 | 30,000 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-01-07 | 2020-01-07 | 32,500 | 32,500 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-12-28 | 2022-06-18 | 6,380 | 6,380 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $2.40 | 2012-12-28 | 2022-06-18 | 10,000 | 10,000 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 26,954 | 26,954 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $302.40 | 2011-02-02 | 2021-02-02 | 298 | 298 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-07 | 30,000 | 30,000 | Direct |
| 2020-01-07 | 32,500 | 32,500 | Direct |
| 2022-06-18 | 6,380 | 6,380 | Direct |
| 2022-06-18 | 10,000 | 10,000 | Direct |
| 2022-06-18 | 26,954 | 26,954 | Direct |
| 2021-02-02 | 298 | 298 | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the June 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Represents shares held by The Peterson Family Trust, a trust owned 100% by Mr. Peterson and his spouse.
- Represents shares held by Reporting Person's dependent child.
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