Filing Details

Accession Number:
0001408408-18-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-28 18:03:48
Reporting Period:
2018-06-26
Accepted Time:
2018-06-28 18:03:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420720 Ibio Inc. IBIO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331271 Bryan Kenneth Dart P. O. Box 31300
Grand Cayman E9 KY1-1206
No No Yes No
1408408 Ltd Capital Eastern 10 Market Street, #773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
1488856 Ltd. Services Portfolio 10 Market Street, # 773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-06-26 1,683,334 $0.90 6,257,734 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Shares Acquisiton 2018-06-26 5,785 $1,000.00 6,427,778 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,785 No 4 P Direct
Footnotes
  1. Eastern Capital Limited acquired 1,683,334 shares of Common Stock of the Issuer (the "Shares") at a price of $0.90 per share and 5,785 Series B Preferred Shares at an offering price of $1,000 per Series B Preferred Share on June 26, 2018, in an underwritten public offering.
  2. The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise.