Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-06-28 10:49:04
Reporting Period:
Accepted Time:
2018-06-28 10:49:04
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
8328 Applied Minerals Inc. AMNL Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 820096527
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185060 F John Levy 55 Washington Street
Brooklyn NY 11201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-14 125,000 $0.08 1,052,031 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Acquisiton 2018-06-14 125,000 $0.00 125,000 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,858,670 2018-06-14 2021-06-13 No 4 P Direct
  1. 1. Applied Minerals, Inc. (the "Company") sold to Mr. Levy 125,000 shares of common stock at $0.08 per share. The purchase also included an issuance to Mr. Levy of 125,000 warrants to purchase shares of common stock. Each warrant allows Mr. Levy to purchase one share of common stock for $0.15. The term of each warrant is three years.