Filing Details
- Accession Number:
- 0000914122-18-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-27 14:34:56
- Reporting Period:
- 2018-06-27
- Accepted Time:
- 2018-06-27 14:34:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914122 | Perma-Pipe International Holdings Inc. | PPIH | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 363922969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202469 | J Karl Schmidt | C/O Perma-Pipe 6410 W. Howard Street Niles IL 60714 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-27 | 7,288 | $9.55 | 50,602 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 11,978 | $9.79 | 62,580 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 12,773 | $9.70 | 75,353 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 10,975 | $9.45 | 86,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-27 | 13,422 | $9.03 | 72,906 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Restricted Shares | Restricted Shares | Disposition | 2018-06-27 | 7,288 | $9.55 | 7,288 | $0.00 |
| Restricted Shares | Restricted Shares | Disposition | 2018-06-27 | 11,978 | $9.79 | 11,978 | $0.00 |
| Restricted Shares | Restricted Shares | Disposition | 2018-06-27 | 12,773 | $9.70 | 12,773 | $0.00 |
| Restricted Shares | Restricted Shares | Disposition | 2018-06-27 | 10,975 | $9.45 | 10,975 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,359 | No | 4 | M | Direct | ||
| 84,381 | No | 4 | M | Direct | ||
| 71,608 | No | 4 | M | Direct | ||
| 60,633 | No | 4 | M | Direct |
Footnotes
- Shares exercised as a sell-to-cover for tax on vested Restricted Shares
- Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit
- Restricted shares vested on 05/13/2018
- Restricted shares vested on 6/14/2018
- Restricted shares vested on 6/18/2018
- Restricted shares vested on 06/22/2018
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