Filing Details
- Accession Number:
- 0000899243-18-018271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-27 12:11:36
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-27 12:11:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623023 | Elizabeth Oberbeck | 545 Fifth Avenue, Suite 1100 New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-25 | 60,000 | $25.53 | 684,183 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The price shown in Column 4 is the weighted average sale price, rounded to the nearest hundredth, of the shares of common stock of Saratoga Investment Corp. (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the sales is $25.01 to $26.22 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
