Filing Details
- Accession Number:
- 0001181431-11-011209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 19:24:18
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 19:24:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1183186 | National Financial Partners Corp | NFP | Insurance Agents, Brokers & Service (6411) | 134029115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403289 | R James Gelder | National Financial Partners Corp. 1250 Capital Of Texas Highway S. Austin TX 78746 | Evp Nfp | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-16 | 1,796 | $0.00 | 27,416 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 15,620 | $0.00 | 43,036 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 4,286 | $0.00 | 47,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-17 | 900 | $13.85 | 46,422 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 751 | $0.00 | 751 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 1,796 | $0.00 | 1,796 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 6,521 | $0.00 | 6,521 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 15,620 | $0.00 | 15,620 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 1,790 | $0.00 | 1,790 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 4,286 | $0.00 | 4,286 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2011-02-16 | 11,113 | $0.00 | 11,113 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,796 | No | 4 | F | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 37,760 | No | 4 | F | Direct | ||
| 22,140 | No | 4 | M | Direct | ||
| 16,438 | No | 4 | F | Direct | ||
| 12,152 | No | 4 | M | Direct | ||
| 11,113 | No | 4 | A | Direct |
Footnotes
- Includes shares owned jointly with Reporting Person's spouse.
- This transaction was executed in multiple trades at prices ranging from $13.84 to $13.87. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted Stock Units ("RSUs") vest in three equal annual installments commencing February 16, 2009. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- N/A
- RSUs vest in three equal annual installments commencing February 16, 2010. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2011. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2012. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
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