Filing Details

Accession Number:
0001104659-18-042305
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-26 16:49:12
Reporting Period:
2018-06-25
Accepted Time:
2018-06-26 16:49:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194172 H Wilbur Gantz C/O Aptinyx Inc.
909 Davis Street, Suite 600
Evanston IL 60201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-25 84,643 $0.00 193,265 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 96,733 $0.00 289,998 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 65,516 $0.00 355,514 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 17,000 $16.00 372,514 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 25,392 $0.00 25,392 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 29,020 $0.00 54,412 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 19,655 $0.00 74,067 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 6,100 $16.00 80,167 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 2,334,966 $0.00 84,643 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 700,489 $0.00 25,392 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 2,668,508 $0.00 96,733 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 800,552 $0.00 29,020 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 1,807,340 $0.00 65,516 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 542,203 $0.00 19,655 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
  2. The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.