Filing Details

Accession Number:
0001104659-18-042310
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-26 16:54:38
Reporting Period:
2018-06-25
Accepted Time:
2018-06-26 16:54:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341382 N James Topper C/O Aptinyx Inc.
909 Davis Street, Suite 600
Evanston IL 60201
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-25 1,047,450 $0.00 1,047,450 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-06-25 1,197,076 $0.00 2,244,526 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-06-25 795,553 $0.00 3,040,079 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-06-25 150,000 $16.00 3,190,079 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 28,895,188 $0.00 1,047,450 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 33,022,786 $0.00 1,197,076 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 21,946,301 $0.00 795,553 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
  2. The shares are held directly by Frazier Life Sciences VIII, L.P. ("FLS-VIII"). FHM Life Sciences VIII, L.P. ("FHM-VIII L.P.") serves as the sole general partner of FLS-VIII and owns no shares directly. FHM Life Sciences VIII, LLC ("FHM-VIII LLC") serves as the sole general partner of FHM-VIII L.P. and owns no shares directly. James N. Topper and Patrick Heron are members of FHM-VIII LLC and share voting and dispositive power over the shares held by FLS-VIII; however, they disclaim beneficial ownership of the shares held by FLS-VIII except to the extent of their pecuniary interests therein.
  3. On June 25, 2018, FLS-VIII purchased 150,000 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.