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Filing Details

Accession Number:
0001104659-18-042307
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-26 16:50:10
Reporting Period:
2018-06-25
Accepted Time:
2018-06-26 16:50:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553470 P Terry Gould C/o Aptinyx Inc.
909 Davis Street, Suite 600
Evanston IL 60201
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-25 159,749 $0.00 211,888 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 182,568 $0.00 394,456 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 121,331 $0.00 515,787 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 22,877 $16.00 538,664 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 120,841 $0.00 160,281 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 138,103 $0.00 298,384 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 91,781 $0.00 390,165 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 17,305 $16.00 407,470 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 164,365 $0.00 218,011 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 187,844 $0.00 405,855 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 124,838 $0.00 530,693 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 23,538 $16.00 554,231 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 126,168 $0.00 126,168 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 144,192 $0.00 270,360 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 95,827 $0.00 366,187 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 18,068 $16.00 384,255 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 109,921 $0.00 109,921 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 125,623 $0.00 235,544 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 83,487 $0.00 319,031 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 15,741 $16.00 334,772 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-06-25 366,404 $0.00 366,404 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 418,745 $0.00 785,149 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 278,290 $0.00 1,063,439 No 4 C Indirect See footnote
Common Stock Acquisiton 2018-06-25 52,471 $16.00 1,115,910 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 4,406,861 $0.00 159,749 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 5,036,369 $0.00 182,568 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 3,347,072 $0.00 121,331 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 3,333,558 $0.00 120,841 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 3,809,747 $0.00 138,103 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 2,531,884 $0.00 91,781 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 4,534,213 $0.00 164,365 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 5,181,913 $0.00 187,844 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 3,443,798 $0.00 124,838 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 3,480,521 $0.00 126,168 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 3,977,704 $0.00 144,192 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 2,643,505 $0.00 95,827 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 3,032,316 $0.00 109,921 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 3,465,474 $0.00 125,623 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 2,303,087 $0.00 83,487 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 10,107,719 $0.00 366,404 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 11,551,579 $0.00 418,745 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 7,676,955 $0.00 278,290 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 695,326 Indirect See footnote
Footnotes
  1. The shares are held directly by Adams Street 2012 Direct Fund LP ("AS 2012").
  2. Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
  3. The shares are held directly by Adams Street 2013 Direct Fund LP ("AS 2013").
  4. The shares are held directly by Adams Street 2014 Direct Fund LP ("AS 2014").
  5. The shares are held directly by Adams Street 2015 Direct Venture/Growth Fund LP ("AS 2015").
  6. The shares are held directly by Adams Street 2016 Direct Venture/Growth Fund LP ("AS 2016").
  7. The shares are held directly by Adams Street Venture/Growth Fund VI LP ("ASVG VI").
  8. Adams Street Partners, LLC is the managing member of the general partner of each of AS 2008, AS 2009 and AS 2010 and the managing member of the general partner of the general partner of AS 2011 (along with AS 2008, AS 2009 and AS 2010, as defined in footnote 10), AS 2012, AS 2013, AS 2014, AS 2015, AS 2016 and ASVG VI. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray, Fred Wang and Michael R. Zappert, each of whom is a partner of Adams Street Partners, LLC (or subsidiary thereof), may be deemed to have shared voting and investment power over the reported shares. Mr. Gould is a member of the Issuer's Board of Directors. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray, Fred Wang and Michael R. Zappert disclaim beneficial ownership of the shares held by each of the aforementioned funds except to the extent of their pecuniary interests therein.
  9. On June 25, 2018, AS 2012, AS 2013, AS 2014, AS 2015, AS 2016, and ASVG VI purchased 22,877, 17,305, 23,538, 18,068, 15,741, and 52,471 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.
  10. Represents 249,791 shares of Common Stock held by Adams Street 2008 Direct Fund, L.P. ("AS 2008"), 216,053 shares of Common Stock held by Adams Street 2009 Direct Fund, L.P. ("AS 2009"), 122,728 shares of Common Stock held by Adams Street 2010 Direct Fund, L.P. ("AS 2010") and 106,754 shares of Common Stock held by Adams Street 2011 Direct Fund LP ("AS 2011").