Filing Details
- Accession Number:
- 0001181431-11-011206
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 19:22:44
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 19:22:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1183186 | National Financial Partners Corp | NFP | Insurance Agents, Brokers & Service (6411) | 134029115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431845 | E Stancil Barton | National Financial Partners Corp. 1250 Capital Of Texas Hwy S, Ste 125 Austin TX 78746 | Evp, Gc, Sec'y & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-16 | 1,123 | $0.00 | 26,927 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 13,570 | $0.00 | 40,497 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 4,073 | $0.00 | 44,570 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 5,000 | $13.52 | 39,570 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 405 | $0.00 | 405 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 1,123 | $0.00 | 1,123 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 4,881 | $0.00 | 4,881 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 13,570 | $0.00 | 13,570 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 1,465 | $0.00 | 1,465 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 4,073 | $0.00 | 4,073 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2011-02-16 | 13,047 | $0.00 | 13,047 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,123 | No | 4 | F | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 32,020 | No | 4 | F | Direct | ||
| 18,450 | No | 4 | M | Direct | ||
| 15,151 | No | 4 | F | Direct | ||
| 11,078 | No | 4 | M | Direct | ||
| 13,047 | No | 4 | A | Direct |
Footnotes
- Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- Includes shares acquired through dividend reinvestment.
- This transaction was executed in multiple trades at prices ranging from $13.50 to $13.57. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted Stock Units ("RSUs") vest in three equal annual installments commencing February 16, 2009. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- N/A
- RSUs vest in three equal annual installments commencing February 16, 2010. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2011. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2012. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
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