Filing Details

Accession Number:
0001104659-18-042295
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-26 16:44:09
Reporting Period:
2018-06-25
Accepted Time:
2018-06-26 16:44:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1161662 G Norbert Riedel C/o Aptinyx Inc.
909 Davis Street, Suite 600
Evanston IL 60201
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-25 37,790 $0.00 245,285 No 4 C Direct
Common Stock Acquisiton 2018-06-25 48,367 $0.00 293,652 No 4 C Direct
Common Stock Acquisiton 2018-06-25 30,324 $0.00 323,976 No 4 C Direct
Common Stock Acquisiton 2018-06-25 2,718 $0.00 2,718 No 4 C Indirect By family members
Common Stock Acquisiton 2018-06-25 2,400 $16.00 5,118 No 4 P Indirect By family members
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Indirect By family members
No 4 P Indirect By family members
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 1,042,482 $0.00 37,790 $0.00
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 75,000 $0.00 2,718 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 1,334,254 $0.00 48,367 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 836,541 $0.00 30,324 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 600,490 Indirect By the Norbert G. Riedel 2015 Generation Trust
Footnotes
  1. Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
  2. On June 25, 2018, certain family members of the Reporting Person collectively purchased 2,400 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.