Filing Details
- Accession Number:
- 0001104659-18-042295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-26 16:44:09
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-26 16:44:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674365 | Aptinyx Inc. | APTX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1161662 | G Norbert Riedel | C/O Aptinyx Inc. 909 Davis Street, Suite 600 Evanston IL 60201 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-25 | 37,790 | $0.00 | 245,285 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 48,367 | $0.00 | 293,652 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 30,324 | $0.00 | 323,976 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 2,718 | $0.00 | 2,718 | No | 4 | C | Indirect | By family members |
| Common Stock | Acquisiton | 2018-06-25 | 2,400 | $16.00 | 5,118 | No | 4 | P | Indirect | By family members |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | By family members |
| No | 4 | P | Indirect | By family members |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 1,042,482 | $0.00 | 37,790 | $0.00 |
| Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 75,000 | $0.00 | 2,718 | $0.00 |
| Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2018-06-25 | 1,334,254 | $0.00 | 48,367 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-25 | 836,541 | $0.00 | 30,324 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 600,490 | Indirect | By the Norbert G. Riedel 2015 Generation Trust |
Footnotes
- Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- On June 25, 2018, certain family members of the Reporting Person collectively purchased 2,400 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.
Billionaire Hedge Funds
