Filing Details

Accession Number:
0001179110-18-009036
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-25 21:31:36
Reporting Period:
2018-06-21
Accepted Time:
2018-06-25 21:31:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711968 Leonard Steven Chapman C/O Natera, Inc., 201 Industrial Road
Suite 410
San Carlos CA 94070
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-21 1,117 $0.00 3,588 No 4 M Direct
Common Stock Disposition 2018-06-22 381 $13.95 3,207 No 4 S Direct
Common Stock Acquisiton 2018-06-25 9,585 $2.66 12,792 No 4 M Direct
Common Stock Acquisiton 2018-06-25 9,586 $3.78 22,738 No 4 M Direct
Common Stock Acquisiton 2018-06-25 20,130 $7.45 42,508 No 4 M Direct
Common Stock Acquisiton 2018-06-25 23,965 $1.41 66,473 No 4 M Direct
Common Stock Acquisiton 2018-06-25 14,067 $2.66 80,540 No 4 M Direct
Common Stock Acquisiton 2018-06-25 9,586 $3.78 90,126 No 4 M Direct
Common Stock Disposition 2018-06-25 86,919 $18.00 3,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2018-06-21 1,117 $0.00 1,117 $0.00
Common Stock Stock Option (right to buy) Disposition 2018-06-25 9,585 $0.00 9,585 $2.66
Common Stock Stock Option (right to buy) Disposition 2018-06-25 9,586 $0.00 9,586 $3.78
Common Stock Stock Option (right to buy) Disposition 2018-06-25 20,130 $0.00 20,130 $7.45
Common Stock Stock Option (right to buy) Disposition 2018-06-25 23,965 $0.00 23,965 $1.14
Common Stock Stock Option (right to buy) Disposition 2018-06-25 14,067 $0.00 14,067 $2.66
Common Stock Stock Option (right to buy) Disposition 2018-06-25 9,586 $0.00 9,586 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,290 No 4 M Direct
4,474 2024-02-24 No 4 M Direct
10,225 2024-09-17 No 4 M Direct
25,882 2025-03-25 No 4 M Direct
0 2022-05-16 No 4 M Direct
13,421 2024-02-24 No 4 M Direct
11,503 2024-09-17 No 4 M Direct
Footnotes
  1. Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
  2. Each RSU represents a contingent right to receive one share of the common stock of the issuer.
  3. The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29,2016.
  5. The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
  6. The option shares vest over four years. 25% of the option shares vest and become exercisable on June 1, 2014 and the remaining shares vest in 36 equal monthly installments thereafter.
  7. The option shares vest over four years. 25% of the option shares vest and become exercisable on March 1, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.
  8. The option shares vest over four years. 25% of the option shares vest and become exercisable on February 16, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
  9. The option shares are 100% vested and exercisable.
  10. The option shares vest over four years. 25% of the option shares vest and become exercisable on January 15, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.
  11. The option shares vest over four years. 25% of the option shares vest and become exercisable on May 1, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.