Filing Details

Accession Number:
0001444363-18-000111
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-25 18:25:05
Reporting Period:
2018-06-21
Accepted Time:
2018-06-25 18:25:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204485 Alex Goor C/O Gain Capital Holdings, Inc.
Bedminster One, 135 Us Hwy 202/206
Bedminster NJ 07921
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-21 1,640 $7.50 53,360 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 1,100 shares purchased for custodial accounts for the reporting person's minor children.