Filing Details
- Accession Number:
- 0001209191-18-039310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-22 18:55:43
- Reporting Period:
- 2018-06-20
- Accepted Time:
- 2018-06-22 18:55:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817720 | Synaptics Inc | SYNA | Semiconductors & Related Devices (3674) | 770118518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225992 | F Francis Lee | 1251 Mckay Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-20 | 63,141 | $24.33 | 179,316 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-20 | 28,125 | $24.20 | 207,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-20 | 158,943 | $54.05 | 48,498 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-20 | 32,323 | $54.54 | 16,175 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-20 | 63,141 | $0.00 | 63,141 | $24.33 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2018-06-20 | 28,125 | $0.00 | 28,125 | $24.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-26 | No | 4 | M | Direct | |
| 0 | 2019-10-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,274 | Indirect | By Trust |
Footnotes
- Includes 69,106 shares previously reported as being held by EF Lee Family 2012 Irr Trust.
- The shares were sold pursuant to a 10b5-1 Trading Plan dated February 26, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.40 to $54.38,inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.40 to $54.99,inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held by EF Lee Family 2012 Irr Trust.
- 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 26, 2009 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 26th day of each month thereafter until fully vested on January 26, 2013.
- 25% of the total number of shares subject to the option vested and became exercisable on August 1, 2010, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 1st day of each month thereafter until fully vested on August 1, 2013.
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