Filing Details

Accession Number:
0001179110-18-008949
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-22 17:00:26
Reporting Period:
2018-06-20
Accepted Time:
2018-06-22 17:00:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132105 Sportsman's Warehouse Holdings Inc. SPWH Retail-Miscellaneous Shopping Goods Stores (5940) 391795614
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355140 P L Iii Partners Equity Seidler 4640 Admiralty Way, Suite 1200
Marina Del Rey CA 90292
Yes No No No
1604933 Seidler Kutsenda Management Company, Llc 4640 Admiralty Way, Suite 1200
Marina Del Rey CA 90292
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-20 50,000 $5.65 3,997,652 No 4 S Indirect See footnote 3
Common Stock Disposition 2018-06-21 50,000 $5.65 3,947,652 No 4 S Indirect See footnote 3
Common Stock Disposition 2018-06-22 275,000 $5.76 3,672,652 No 4 S Indirect See footnote 3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 3
No 4 S Indirect See footnote 3
No 4 S Indirect See footnote 3
Footnotes
  1. Includes 46,679 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 3,321 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.600 to $5.705, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital.
  4. Includes 46,679 shares of the Issuer's common stock sold by SEP III and 3,321 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
  5. Includes 256,735 shares of the Issuer's common stock sold by SEP III and 18,265 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7000 to $5.8250, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.