Filing Details
- Accession Number:
- 0001140361-11-010560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 18:28:37
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 18:28:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510422 | R Andrew Pollack | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 417 | $0.00 | 417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 176 | $25.05 | 241 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-02-16 | 241 | $25.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 3,333 | $3.56 | 3,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 3,333 | $25.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2011-02-15 | 417 | $0.00 | 417 | $0.00 |
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2011-02-16 | 3,333 | $0.00 | 3,333 | $3.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 417 | 2011-02-15 | No | 4 | M | Direct | |
| 3,334 | 2011-02-15 | 2017-02-15 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting to a share of common stock.
- Same-day-sale of stock options.
- These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Billionaire Hedge Funds
