Filing Details

Accession Number:
0001251769-18-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-22 16:35:48
Reporting Period:
2018-06-20
Accepted Time:
2018-06-22 16:35:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1251769 Apollo Endosurgery Inc. APEN Surgical & Medical Instruments & Apparatus (3841) 161630142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688530 L. Stefanie Cavanaugh 1120 South Capital Of Texas Highway
Building One, Ste 300
Austin TX 78746
Cfo, Treasurer, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Sock Acquisiton 2018-06-20 4,545 $5.50 19,569 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Amount includes 440 shares of common stock received following vesting and release of restricted stock units, which grants were originally made on May 25, 2017 and previously reported on Form 4.