Filing Details
- Accession Number:
- 0001421517-18-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-21 21:17:00
- Reporting Period:
- 2018-06-19
- Accepted Time:
- 2018-06-21 21:17:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1432628 | Peter Hans Michelet | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-19 | 36,152 | $2.92 | 36,152 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 36,152 | $8.12 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-19 | 36,152 | $8.12 | 36,152 | $2.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 359,624 | 2025-06-23 | No | 4 | M | Direct |
Footnotes
- The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.210 per share. The reporting person undertakes to provide to the SEC, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price upon request.
- This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable.
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