Filing Details
- Accession Number:
- 0000014693-18-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-21 19:12:51
- Reporting Period:
- 2018-06-19
- Accepted Time:
- 2018-06-21 19:12:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631268 | Thomas Hinrichs | 850 Dixie Highway Louisville KY 40210 | Pres., International Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Disposition | 2018-06-19 | 36 | $51.12 | 2,626 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2018-06-19 | 6 | $51.12 | 0 | No | 4 | S | Indirect | DRIP |
| Class B Common | Disposition | 2018-06-19 | 28 | $52.83 | 3,152 | No | 4 | S | Direct | |
| Class B Common | Disposition | 2018-06-19 | 3 | $52.83 | 0 | No | 4 | S | Indirect | DRIP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | DRIP |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | DRIP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | $10.62 | 2012-05-01 | 2019-04-30 | 8,604 | 8,604 | Direct |
| Class B Common | Stock Appreciation Right | $15.09 | 2013-05-01 | 2020-04-30 | 6,503 | 6,503 | Direct |
| Class B Common | Stock Appreciation Right | $18.22 | 2014-05-01 | 2021-04-30 | 12,302 | 12,302 | Direct |
| Class B Common | Stock Appreciation Right | $23.05 | 2015-05-01 | 2022-04-30 | 14,457 | 14,457 | Direct |
| Class B Common | Stock Appreciation Right | $28.43 | 2016-05-01 | 2023-04-30 | 11,134 | 11,134 | Direct |
| Class B Common | Stock Appreciation Right | $36.11 | 2017-05-01 | 2024-04-30 | 8,808 | 8,808 | Direct |
| Class B Common | Stock Appreciation Right | $40.15 | 2018-05-01 | 2025-04-30 | 11,134 | 11,134 | Direct |
| Class B Common | Stock Appreciation Right | $38.48 | 2019-05-01 | 2026-04-30 | 14,966 | 14,966 | Direct |
| Class B Common | Stock Appreciation Right | $39.76 | 2020-05-01 | 2027-04-30 | 12,647 | 12,647 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-04-30 | 8,604 | 8,604 | Direct |
| 2020-04-30 | 6,503 | 6,503 | Direct |
| 2021-04-30 | 12,302 | 12,302 | Direct |
| 2022-04-30 | 14,457 | 14,457 | Direct |
| 2023-04-30 | 11,134 | 11,134 | Direct |
| 2024-04-30 | 8,808 | 8,808 | Direct |
| 2025-04-30 | 11,134 | 11,134 | Direct |
| 2026-04-30 | 14,966 | 14,966 | Direct |
| 2027-04-30 | 12,647 | 12,647 | Direct |
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