Filing Details

Accession Number:
0001209191-18-039019
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-21 18:00:15
Reporting Period:
2018-06-21
Accepted Time:
2018-06-21 18:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1627857 Sailpoint Technologies Holdings Inc. SAIL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462651 R. Howard Greenfield 11305 Four Points Drive
Building 2, Suite 100
Austin TX 78726
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-21 48,689 $26.47 276,311 No 4 S Indirect HRG 2009 Irrevocable Trust
Common Stock Disposition 2018-06-21 1,311 $27.26 275,000 No 4 S Indirect HRG 2009 Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect HRG 2009 Irrevocable Trust
No 4 S Indirect HRG 2009 Irrevocable Trust
Footnotes
  1. On June 21, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), HRG 2009 Irrevocable Trust (the "Trust") sold 48,689 shares in multiple trades at prices ranging from $26.02 to $27.01. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 250,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 21, 2019, regardless of whether the maximum of 250,000 shares in the aggregate have been sold.
  2. Mr. Greenfield may be deemed to have shared voting and investment power with respect to all of the shares of common stock and shared voting power but no investment power with respect to all of the shares of restricted stock held by the Trust. As such, Mr. Greenfield may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Greenfield disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
  3. On June 21, 2018, pursuant to the 10b5-1 Plan, the Trust sold 1,311 shares in multiple trades at prices ranging from $27.05 to $27.40. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 250,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 21, 2019, regardless of whether the maximum of 250,000 shares in the aggregate have been sold.