Filing Details

Accession Number:
0001062993-18-002679
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-20 16:29:46
Reporting Period:
2018-06-18
Accepted Time:
2018-06-20 16:29:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591956 Sphere 3D Corp ANY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302247 Eric Kelly 9112 Spectrum Center Blvd
San Diego CA 92123
Ceo & Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-18 47,917 $0.00 99,901 No 4 M Direct
Common Stock Disposition 2018-06-19 21,515 $0.52 78,386 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-06-18 47,917 $0.00 47,917 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
239,583 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  2. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
  3. The RSUs reported under column 9 vest in five bi-annual installments starting on 12-18-18.