Filing Details

Accession Number:
0000899243-18-017237
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-19 18:46:00
Reporting Period:
2018-01-23
Accepted Time:
2018-06-19 18:46:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc AVLR Services-Prepackaged Software (7372) 911995935
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741458 M Scott Mcfarlane 255 South King St., Suite 1800
Seattle WA 98104
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-02-22 30,000 $16.60 697,476 No 4 S Direct
Common Stock Acquisiton 2018-05-29 9,375 $17.68 9,375 No 4 P Indirect By MVPROJECTS, LLC
Common Stock Acquisiton 2018-06-19 12 $0.00 697,488 No 4 C Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Indirect By MVPROJECTS, LLC
No 4 C Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2018-06-19 25 $0.00 12 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2018-01-23 150,000 $0.00 150,000 $16.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
150,000 2028-01-23 No 4 A Direct
Footnotes
  1. The reporting person is a member of MVPROJECTS, LLC.
  2. Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date.
  3. The option vests and becomes exercisable as to 25% of the total shares on Janaury 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.