Filing Details
- Accession Number:
- 0000899243-18-017228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 18:40:25
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-06-19 18:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741525 | R. Jared Vogt | 255 South King St., Suite 1800 Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-29 | 9,375 | $17.68 | 9,375 | No | 4 | P | Indirect | By MVPROJECTS, LLC |
| Common Stock | Acquisiton | 2018-06-19 | 106,367 | $0.00 | 1,103,743 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 3,191 | $0.00 | 1,106,934 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By MVPROJECTS, LLC |
| No | 4 | C | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2018-06-19 | 212,735 | $0.00 | 106,367 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2018-06-19 | 6,382 | $0.00 | 3,191 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,351 | Indirect | By Irrevocable Living Trust 6/19/09 |
Footnotes
- The reporting person is a member of MVPROJECTS, LLC.
- Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date.
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