Filing Details

Accession Number:
0000899243-18-017140
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-19 14:12:04
Reporting Period:
2018-05-30
Accepted Time:
2018-06-19 14:12:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
751978 Vicor Corp VICR Electronic Components, Nec (3679) 042742817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403540 Claudio Tuozzolo Vicor Corporation
25 Frontage Rd.
Andover MA 01810
Corp. Vice President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-30 9,480 $0.00 9,790 No 4 A Direct
Common Stock Acquisiton 2018-06-04 2,558 $6.29 12,348 No 4 M Direct
Common Stock Disposition 2018-06-04 2,558 $45.85 9,790 No 4 S Direct
Common Stock Acquisiton 2018-06-11 6,356 $19.86 16,146 No 4 M Direct
Common Stock Disposition 2018-06-11 4,564 $48.26 11,582 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 6,356 $0.00 6,356 $19.86
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 67,604 $0.00 67,604 $11.25
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 12,878 $0.00 12,878 $12.57
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 7,628 $0.00 7,628 $17.30
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 31,327 $0.00 31,327 $8.06
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 6,356 $0.00 6,356 $12.19
Common Stock Non Qualified Stock Option Acquisiton 2018-05-30 1,220 $0.00 1,220 $8.06
Common Stock Non Qualified Stock Option Disposition 2018-06-04 2,558 $0.00 2,558 $6.29
Common Stock Non Qualified Stock Option Disposition 2018-06-11 6,356 $0.00 6,356 $19.86
Common Stock Non Qualified Stock Option Acquisiton 2018-06-15 1,061 $0.00 1,061 $47.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,356 2018-06-12 No 4 A Direct
67,604 2020-11-01 No 4 A Direct
12,878 2022-06-18 No 4 A Direct
7,628 2023-09-13 No 4 A Direct
31,327 2024-04-14 No 4 A Direct
6,356 2024-07-21 No 4 A Direct
1,220 2024-09-10 No 4 A Direct
13,137 2023-06-17 No 4 M Direct
0 2018-06-12 No 4 M Direct
1,061 2028-06-15 No 4 A Direct
Footnotes
  1. Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger").
  2. This stock option is exercisable in full.
  3. In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.
  4. This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.
  5. 25,061 stock options are exercisable at 5/30/18. The remaining 6,266 stock options become exercisable on 4/14/19.
  6. This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.
  7. 732 stock options are exercisable at 5/30/18. The remaining 488 stock options vest in two equal installments on 9/10/18 and 9/10/19.
  8. Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
  9. Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.