Filing Details

Accession Number:
0001639691-18-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-18 17:13:13
Reporting Period:
2018-06-14
Accepted Time:
2018-06-18 17:13:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639691 Livanova Plc LIVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388862 J Alfred Novak 20 Eastbourne Terrace
London X0 W2 6LG
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2018-06-14 1,000 $104.43 9,850 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Stock Units Acquisiton 2018-06-15 1,048 $0.00 1,048 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,763 No 4 A Direct
Footnotes
  1. Represents weighted average selling price. Securities sold through approximately 2 separate sales on the transaction date at prices ranging from $104.42 to $104.53. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
  2. Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
  3. Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.