Filing Details

Accession Number:
0001144204-18-034510
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-18 08:56:53
Reporting Period:
2018-06-14
Accepted Time:
2018-06-18 08:56:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573572 Park City Capital, Llc 100 Crescent Court, Suite 700
Dallas TX 75201
Yes No No No
1589232 J Michael Fox C/O Park City Capital, Llc
100 Crescent Court, Suite 700
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-14 80,972 $5.61 1,115,972 No 4 P Indirect By Park City Capital Offshore Master, Ltd.
Common Stock Acquisiton 2018-06-15 19,028 $5.62 1,135,000 No 4 P Indirect By Park City Capital Offshore Master, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Park City Capital Offshore Master, Ltd.
No 4 P Indirect By Park City Capital Offshore Master, Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,448 Direct
Footnotes
  1. Does not include currently exercisable warrants to purchase 335,000 shares of Common Stock of the Issuer held by the fund.
  2. Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
  3. Does not include currently exercisable warrants to purchase 10,700 shares of Common Stock of the Issuer and 15,141 unvested restricted stock units held by Mr. Fox. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
  4. Includes brokerage commissions of $0.02 per share.
  5. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.52 to $5.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.