Filing Details

Accession Number:
0001140361-18-028851
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-15 17:53:12
Reporting Period:
2018-06-13
Accepted Time:
2018-06-15 17:53:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234527 John Gaulding C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-13 5,836 $0.00 117,224 No 4 M Direct
Common Stock Disposition 2018-06-15 4,096 $16.10 113,128 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-06-13 5,836 $0.00 5,836 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,837 No 4 M Direct
Footnotes
  1. Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.
  2. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
  4. Each RSU represents a contingent right to receive one share of common stock.
  5. The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.