Filing Details

Accession Number:
0001209191-18-037904
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-14 19:48:15
Reporting Period:
2018-06-13
Accepted Time:
2018-06-14 19:48:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1607716 Vivint Solar Inc. VSLR Heating Equipment, Except Electric & Warm Air Furnaces (3433) 455605880
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618820 F. David D'alessandro 1800 West Ashton Blvd
Lehi UT 84043
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-13 9,345 $4.12 50,126 No 4 S Direct
Common Stock Acquisiton 2018-06-13 29,213 $0.00 79,339 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. These shares were disposed of pursuant to the reporting person's Rule 10b5-1 trading plan in non-discretionary transactions to cover the reporting person's tax withholding obligations in connection with the settlement of an award of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.15, inclusive. The reporting person undertakes to provide to Vivint Solar, Inc., any security holder of Vivint Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. Represents restricted stock units granted pursuant to the 2014 Equity Incentive Plan which can only be settled with shares of common stock. The award will vest as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date.