Filing Details

Accession Number:
0001437749-18-011815
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-14 15:45:54
Reporting Period:
2018-06-14
Accepted Time:
2018-06-14 15:45:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8328 Applied Minerals Inc. AMNL Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 820096527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185060 F John Levy 55 Washington Street
301
Brooklyn NY 11201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-14 125,000 $0.08 927,031 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant Acquisiton 2018-06-14 125,000 $0.00 125,000 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,733,670 2018-06-13 2021-06-12 No 4 P Direct
Footnotes
  1. Applied Minerals, Inc. (the "Company") sold to Mr. Levy 125,000 shares of common stock at $0.08 per share. The purchase also included an issuance to Mr. Levy of 125,000 warrants to purchase shares of common stock. Each warrant allows Mr. Levy to purchase one share of common stock for $0.15. The term of each warrant is three years. The Company has the right to purchase each outstanding warrant for a price of $0.01 when the VWAP of the Company's common stock, calculated over twenty (20) consecutive trading days, is equal to or greater than $0.30 per share.