Filing Details
- Accession Number:
- 0001209191-18-037488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-13 16:41:59
- Reporting Period:
- 2018-06-11
- Accepted Time:
- 2018-06-13 16:41:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astronova Inc. | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544951 | J Michael Natalizia | C/O Astronova, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | Vice President And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-11 | 343 | $18.15 | 19,505 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-06-12 | 2,490 | $18.15 | 17,015 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-06-13 | 4,000 | $19.10 | 13,015 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-11 | 1,000 | $6.22 | 14,015 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-12 | 1,000 | $7.36 | 15,015 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-12 | 1,000 | $7.95 | 16,015 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-12 | 3,575 | $8.35 | 19,590 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2018-06-11 | 1,000 | $0.00 | 1,000 | $6.22 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2018-06-12 | 1,000 | $0.00 | 1,000 | $7.36 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2018-06-12 | 1,000 | $0.00 | 1,000 | $7.95 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2018-06-12 | 3,575 | $0.00 | 3,575 | $8.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-03-18 | 2019-03-18 | No | 4 | M | Direct |
| 0 | 2010-03-15 | 2020-03-15 | No | 4 | M | Direct |
| 0 | 2011-03-14 | 2021-03-14 | No | 4 | M | Direct |
| 0 | 2012-03-29 | 2022-03-29 | No | 4 | M | Direct |
Footnotes
- This amount includes shares purchased through the AstroNova, Inc. Employee Stock Purchase Plan throughout 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.15. The reporting person undertakes to provide to AstroNova, Inc., any security holder of AsroNova, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Billionaire Hedge Funds
