Filing Details

Accession Number:
0001140361-18-028387
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-13 15:20:04
Reporting Period:
2018-06-12
Accepted Time:
2018-06-13 15:20:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616745 Peter Albanese 50606 Ameriprise Financial Center
Mineapolis MN 55474
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Disposition 2018-06-12 1,300 $27.51 9,268 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 600 $27.53 8,668 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 200 $27.51 8,468 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 400 $27.51 8,068 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 600 $27.50 7,468 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 400 $27.50 7,068 No 4 S Direct
Tri-Continental Corporation Common Stock Disposition 2018-06-12 2,000 $27.49 5,068 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct