Filing Details

Accession Number:
0001553350-18-000691
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-12 19:06:20
Reporting Period:
2018-06-07
Accepted Time:
2018-06-12 19:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282224 Dolphin Entertainment Inc. DLPN Services-Personal Services (7200) 860787790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421302 Allan Mayer C/O Dolphin Entertainment, Inc.
2151 Le Jeune Road, Suite 150-Mezzanine
Coral Gables FL 33134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-07 2,000 $3.28 385,215 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
Footnotes
  1. The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $3.15 to $3.34 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  3. These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.