Filing Details

Accession Number:
0000091440-11-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-17 15:14:21
Reporting Period:
2011-02-17
Filing Date:
2011-02-17
Accepted Time:
2011-02-17 15:14:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199917 M Jeanne Moreno 2801 80Th Street
Kenosha WI 53143
Vp - Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-17 7,500 $29.69 7,500 No 4 M Direct
Common Stock Disposition 2011-02-17 7,500 $60.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-02-17 7,500 $0.00 7,500 $29.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2010-02-11 2019-02-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $50.22 2010-02-15 2017-02-15 15,000 15,000 Direct
Common Stock Stock Option (Right to Buy) $54.50 2010-04-30 2017-04-30 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $51.75 2011-02-13 2018-02-13 15,000 15,000 Direct
Common Stock Stock Option (Right to Buy) $41.01 2011-02-10 2020-02-10 15,000 15,000 Direct
Common Stock Stock Option (Right to Buy) $58.94 2012-02-09 2021-02-09 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 2,439 2,439 Direct
Common Stock Restricted Stock Units $0.00 6,809 6,809 Direct
Common Stock Restricted Stock Units $0.00 3,247 3,247 Direct
Common Stock Performance Units $0.00 4,306 4,306 Direct
Common Stock Performance Units $0.00 4,680 4,680 Direct
Common Stock Performance Units $0.00 3,247 3,247 Direct
Common Stock Deferred Stock Units $0.00 9,987 9,987 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-02-15 15,000 15,000 Direct
2017-04-30 5,000 5,000 Direct
2018-02-13 15,000 15,000 Direct
2020-02-10 15,000 15,000 Direct
2021-02-09 13,500 13,500 Direct
2,439 2,439 Direct
6,809 6,809 Direct
3,247 3,247 Direct
4,306 4,306 Direct
4,680 4,680 Direct
3,247 3,247 Direct
9,987 9,987 Direct
Footnotes
  1. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  2. Exercise of Rule 16b-3 stock option.
  3. 1 for 1.
  4. The restricted stock units were earned based on company performance during 2009. Assuming continued employment on the payment date, which will occur in February 2012, the units will then vest in one installment and the shares will be issued.
  5. The restricted stock units were earned based on company performance during 2010. Assuming continued employment on the payment date, which will occur in February 2013, the units will then vest in one installment and the shares will be issued.
  6. The restricted stock units may be earned based on the achievement of certain company goals during 2011. Assuming continued employment on the payment date, which will occur in February 2014, the units will then vest in one installment and shares will be issued. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  7. If the company achieves certain goals over the 2009-2011 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  8. If the company achieves certain goals over the 2010-2012 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. Payment will begin within 30 days first beginning after the date specified in advance of the deferral by the reporting person, death, disability or termination of employment.
  11. This information is based on a plan statement dated December 31, 2010.