Filing Details

Accession Number:
0001209191-18-037267
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-12 17:07:33
Reporting Period:
2018-06-08
Accepted Time:
2018-06-12 17:07:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931015 Polaris Industries Inc PII Miscellaneous Transportation Equipment (3790) 411790959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418237 D. Michael Dougherty 2100 Highway 55
Medina MN 55340
President-International No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-04-30 562 $0.00 32,376 No 5 G Indirect by spouse's trust
Common Stock Acquisiton 2018-04-30 279 $0.00 2,713 No 5 G Indirect by wife as UTMA custodian for son
Common Stock Acquisiton 2018-04-30 283 $0.00 2,741 No 5 G Indirect by wife as UTMA custodian for daughter
Common Stock Disposition 2018-06-07 140 $0.00 32,236 No 5 G Indirect by spouse's trust
Common Stock Acquisiton 2018-06-08 15,000 $65.57 21,598 No 4 M Direct
Common Stock Disposition 2018-06-08 14,900 $125.60 6,698 No 4 S Direct
Common Stock Disposition 2018-06-08 100 $126.07 6,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by spouse's trust
No 5 G Indirect by wife as UTMA custodian for son
No 5 G Indirect by wife as UTMA custodian for daughter
No 5 G Indirect by spouse's trust
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2018-06-08 15,000 $0.00 15,000 $65.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,673 Indirect by ESOP
Footnotes
  1. Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
  2. Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
  3. Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
  4. Reflects the weighted average price of 14,900 shares of Common Stock sold by the reporting person in multiple transactions on June 8, 2018 with sale prices ranging from $125.05 to $125.795 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Estimate of the number of shares held in the reporting person's ESOP fund as of June 8, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
  6. The option vested in two equal installments on February 1, 2014 and February 1, 2016.