Filing Details

Accession Number:
0001209191-18-037204
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-12 15:17:34
Reporting Period:
2018-06-08
Accepted Time:
2018-06-12 15:17:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661696 William Karl Werner C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
Ch. Op. & Supp. Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2018-06-08 3,390 $35.49 3 No 4 S Indirect Employee Stock Purchase Plan
Common Shares Acquisiton 2018-06-08 3,827 $21.82 3,827 No 4 M Direct
Common Shares Acquisiton 2018-06-08 9,600 $25.91 13,427 No 4 M Direct
Common Shares Acquisiton 2018-06-08 9,500 $23.44 22,927 No 4 M Direct
Common Shares Acquisiton 2018-06-08 13,600 $21.34 36,527 No 4 M Direct
Common Shares Acquisiton 2018-06-08 16,284 $22.46 52,811 No 4 M Direct
Common Shares Acquisiton 2018-06-08 26,222 $24.07 79,033 No 4 M Direct
Common Shares Acquisiton 2018-06-08 19,848 $24.84 98,881 No 4 M Direct
Common Shares Disposition 2018-06-08 98,881 $35.52 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Employee Stock Purchase Plan
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 3,827 $0.00 3,827 $21.82
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 9,600 $0.00 9,600 $25.91
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 9,500 $0.00 9,500 $23.44
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 13,600 $0.00 13,600 $21.34
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 16,284 $0.00 16,284 $22.46
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 26,222 $0.00 26,222 $24.07
Common Shares Employee Stock Option (Right to Buy) Disposition 2018-06-08 19,848 $0.00 19,848 $24.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-11 No 4 M Direct
0 2021-03-03 No 4 M Direct
0 2022-03-06 No 4 M Direct
0 2023-03-05 No 4 M Direct
0 2024-03-11 No 4 M Direct
13,110 2026-03-02 No 4 M Direct
4,757 2025-03-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 27,896 Indirect Long Term Investment Plan
Footnotes
  1. The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.
  2. The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.
  3. The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.
  4. The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.
  5. The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015.
  6. The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017.
  7. The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.