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Home > Insider Trading > Filing (0001209191-18-037133)

Filing Details

Accession Number:: 0001209191-18-037133
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-11 20:37:22
Reporting Period:: 2018-06-08

Accepted Time:: 2018-06-11 20:37:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1430592	Financial Engines Inc.	FNGN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206103	Joseph Grundfest	1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-06-08	22,250	$0.00	137,750	No	4	G	Indirect	The Grundfest Living Trust U/T/A DD 8/25/97
Common Stock	Disposition	2018-06-08	27,250	$44.82	110,500	No	4	S	Indirect	The Grundfest Living Trust U/T/A DD 8/25/97

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Indirect	The Grundfest Living Trust U/T/A DD 8/25/97
No	4	S	Indirect	The Grundfest Living Trust U/T/A DD 8/25/97

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	26,290	Direct

Footnotes

The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.80 to $44.825 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.