Filing Details
- Accession Number:
- 0001012975-18-000512
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-11 18:51:48
- Reporting Period:
- 2018-06-07
- Accepted Time:
- 2018-06-11 18:51:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420565 | Aileron Therapeutics Inc | ALRN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143789 | Apple Tree Partners Ii Lp | 230 Park Avenue, Suite 2800 New York NY 10169 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-07 | 20 | $5.48 | 1,541,662 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-08 | 9,617 | $5.40 | 1,532,045 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-11 | 18,525 | $5.41 | 1,513,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $5.45 to $5.50. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- Dr. Seth L. Harrison is the general partner of Apple Tree Ventures II, L.P., the general partner of Apple Tree Partners II, L.P., and Dr. Harrison disclaims beneficial ownership of the shares held by Apple Tree Partners II, L.P., except to the extent of his pecuniary interest therein. Dr. Harrison has sole voting and investment power over the shares held by Apple Tree Partners II, L.P.
- The transaction was executed in multiple trades at prices ranging from $5.40 to $5.45. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- The transaction was executed in multiple trades at prices ranging from $5.38 to $5.45. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Billionaire Hedge Funds
