Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-06-11 17:42:16
Reporting Period:
Accepted Time:
2018-06-11 17:42:16
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335193 T William Hull 2210 Woodland Drive
Manitowoc WI 54220
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-07 113,400 $0.00 838,400 No 4 A Direct
Common Stock Acquisiton 2018-06-08 22,322 $0.86 860,722 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
  1. Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.85 to $0.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.