Filing Details

Accession Number:
0001659154-18-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-11 16:50:05
Reporting Period:
2018-06-07
Accepted Time:
2018-06-11 16:50:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
277509 Federal Signal Corp FSS Motor Vehicles & Passenger Car Bodies (3711) 361063330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282554 L Jennifer Sherman 1415 W. 22Nd Street
Suite 1100
Oak Brook IL 60523
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-07 36,459 $6.52 246,382 No 4 M Direct
Common Stock Disposition 2018-06-07 36,459 $24.46 209,914 No 4 S Direct
Common Stock Acquisiton 2018-06-08 8,818 $6.52 218,732 No 4 M Direct
Common Stock Disposition 2018-06-08 8,818 $24.18 209,914 No 4 S Direct
Common Stock Acquisiton 2018-06-08 16,100 $6.68 226,014 No 4 M Direct
Common Stock Disposition 2018-06-08 16,100 $24.19 209,914 No 4 S Direct
Common Stock Acquisiton 2018-06-08 14,479 $8.53 224,393 No 4 M Direct
Common Stock Disposition 2018-06-08 14,479 $24.31 209,914 No 4 S Direct
Common Stock Acquisiton 2018-06-08 6,806 $10.04 216,720 No 4 M Direct
Common Stock Disposition 2018-06-08 6,806 $24.21 209,914 No 4 S Direct
Common Stock Acquisiton 2018-06-11 13,394 $10.04 223,308 No 4 M Direct
Common Stock Disposition 2018-06-11 13,394 $24.22 209,914 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right-to-buy) Disposition 2018-06-07 36,459 $0.00 36,459 $6.52
Common Stock Stock Options (right-to-buy) Disposition 2018-06-08 8,818 $0.00 8,818 $6.52
Common Stock Stock Options (right-to-buy) Disposition 2018-06-08 16,100 $0.00 16,100 $6.68
Common Stock Stock Option (right-to-buy) Disposition 2018-06-08 14,479 $0.00 14,479 $8.53
Common Stock Stock Options (right-to-buy) Disposition 2018-06-08 6,806 $0.00 6,806 $10.04
Common Stock Stock Options (right-to-buy) Disposition 2018-06-11 13,394 $0.00 13,394 $10.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-05-04 No 4 M Direct
0 2021-05-04 No 4 M Direct
0 2019-02-20 No 4 M Direct
0 2019-08-07 No 4 M Direct
0 2020-04-26 No 4 M Direct
0 2020-04-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53,802 Indirect held by 401(k) plan
Footnotes
  1. 692.712 shares were acquired through the dividend reinvestment plan.
  2. This transaction was executed in multiple trades at prices ranging from $24.25 to $24.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  3. This transaction was executed in multiple trades at prices ranging from $24.18 to $24.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  4. This transaction was executed in multiple trades at prices ranging from $24.18 to $24.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  5. This transaction was executed in multiple trades at prices ranging from $24.30 to $24.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  6. This transaction was executed in multiple trades at prices ranging from $24.18 to $24.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  7. This transaction was executed in multiple trades at prices ranging from $24.20 to $24.27; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
  8. Shares held in account under the Federal Signal Corporation Retirement Savings Plan 401(k) dated January 1, 2007.
  9. The option vested in three equal installments on May 4, 2012, 2013, and 2014.
  10. The option vested in three equal installments on February 20, 2010, 2011, and 2012.
  11. The option vested in three equal installments on August 7, 2010, 2011, and 2012.
  12. The option vested in three equal installments on April 26, 2011, 2012, and 2013.