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Filing Details

Accession Number:: 0001493152-18-008430
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2018-06-11 06:25:54
Reporting Period:: 2013-02-25

Accepted Time:: 2018-06-11 06:25:54
Original Submission Date:: 2014-06-12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1416090	Inception Mining Inc.	IMII	Gold And Silver Ores (1040)	352302128

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1611150	Trent D'ambrosio	5330 South 900 East Suite 280 Salt Lake City, UT 84102	Ceo And Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-02-25	2,600,000	$0.00	4,100,000	No	4	A	Direct
Common Stock	Acquisiton	2013-02-25	1,000,000	$0.00	4,100,000	No	4	A	Indirect	Through MDLVentures LLC
Common Stock	Acquisiton	2013-02-25	500,000	$0.00	4,100,000	No	4	A	Indirect	Through Monte Carlo LLC
Common Stock	Disposition	2014-01-28	400,000	$0.00	3,700,000	No	4	G	Indirect	Through MDL Ventures LLC
Common Stock	Disposition	2014-01-28	300,000	$0.00	3,400,000	No	4	G	Indirect	Through Monte Carlo LLC
Common Stock	Acquisiton	2014-05-30	100	$1.12	3,400,100	No	4	P	Direct
Common Stock	Acquisiton	2014-06-04	500	$1.00	3,400,600	No	4	P	Direct
Common Stock	Acquisiton	2014-06-05	100	$1.05	3,400,700	No	4	P	Direct
Common Stock	Acquisiton	2014-06-06	500	$1.05	3,401,200	No	4	P	Direct
Common Stock	Disposition	2014-06-23	500	$1.09	3,400,700	No	4	S	Direct
Common Stock	Acquisiton	2014-06-27	200	$1.12	3,400,900	No	4	P	Direct
Common Stock	Acquisiton	2014-07-09	400	$1.04	3,401,300	No	4	P	Direct
Common Stock	Disposition	2015-06-01	100,000	$0.00	3,301,300	No	4	D	Indirect	Through Monte Carlo LLC
Common Stock	Disposition	2015-06-08	100,000	$0.00	3,201,300	No	4	G	Indirect	Through Monte Carlo LLC
Common Stock	Disposition	2015-07-01	100,000	$0.00	3,101,300	No	4	D	Indirect	Through MDL Ventures LLC
Common Stock	Disposition	2015-10-01	2,600,000	$0.00	151,300	No	4	D	Direct
Common Stock	Disposition	2015-10-01	350,000	$0.00	151,300	No	4	D	Indirect	Through MDL Ventures LLC
Common Stock	Acquisiton	2015-10-02	3,855,742	$0.51	4,007,042	No	4	A	Direct
Common Stock	Acquisiton	2015-10-21	500	$0.28	4,007,542	No	4	P	Direct
Common Stock	Acquisiton	2015-10-26	2,500	$0.20	4,010,042	No	4	P	Indirect	Through Mr. D'Ambrosio's spouse
Common Stock	Acquisiton	2015-11-02	100	$0.28	4,010,142	No	4	P	Direct
Common Stock	Disposition	2015-11-03	150,000	$0.00	3,857,042	No	4	S	Indirect	Through MDL Ventures LLC
Common Stock	Acquisiton	2016-07-09	400	$1.04	702,244	No	4	P	Direct
Common Stock	Disposition	2016-07-15	400	$0.80	701,844	No	4	S	Direct
Common Stock	Acquisiton	2016-07-29	881,057	$0.23	1,582,901	No	4	C	Direct
Common Stock	Acquisiton	2016-12-30	500,000	$0.44	2,082,901	No	4	A	Direct
Common Stock	Acquisiton	2016-12-30	500,000	$0.63	2,582,901	No	4	C	Direct
Series A Preferred Stock	Acquisiton	2016-12-30	51	$54,471.62	51	No	4	A	Direct
Common Stock	Acquisiton	2017-07-18	600,000	$0.25	3,182,901	No	4	C	Direct
Common Stock	Disposition	2017-07-21	400,000	$0.00	2,782,901	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Indirect	Through MDLVentures LLC
No	4	A	Indirect	Through Monte Carlo LLC
No	4	G	Indirect	Through MDL Ventures LLC
No	4	G	Indirect	Through Monte Carlo LLC
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	S	Direct
No	4	P	Direct
No	4	P	Direct
No	4	D	Indirect	Through Monte Carlo LLC
No	4	G	Indirect	Through Monte Carlo LLC
No	4	D	Indirect	Through MDL Ventures LLC
No	4	D	Direct
No	4	D	Indirect	Through MDL Ventures LLC
No	4	A	Direct
No	4	P	Direct
No	4	P	Indirect	Through Mr. D'Ambrosio's spouse
No	4	P	Direct
No	4	S	Indirect	Through MDL Ventures LLC
No	4	P	Direct
No	4	S	Direct
No	4	C	Direct
No	4	A	Direct
No	4	C	Direct
No	4	A	Direct
No	4	C	Direct
No	4	G	Direct

Footnotes

On February 25, 2016, 2,600,000 shares of common stock were issued to Mr. D'Ambrosio pursuant to a Share Exchange Agreement.
On February 25, 2016, 1,000,000 shares of common stock were issued to MDL Ventures LLC pursuant to a Share Exchange Agreement. Mr. D'Ambrosio was the manager of MDL Ventures LLC and therefore the beneficial owner of the shares.
On February 25, 2016, 500,000 shares of common stock were issued to Monte Carlo LLC pursuant to a Consulting Agreement. Mr. D'Ambrosio was the manager of Monte Carlo LLC and therefore the beneficial owner of the shares.
On June 8, 2015, Monte Carlo LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
On July 27, 2015, MDL Ventures LLC sold 100,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
On October 1, 2015, Mr. D'Ambrosio voluntarily returned 2,600,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
On October 1, 2015, MDL Ventures LLC voluntarily returned 350,000 shares of common stock to the Company's treasury for cancellation as required in the Agreement and Plan of Merger with Clavo Rico, LTD.
On October 2, 2015, Mr. D'Ambrosio was issued 3,855,742 shares pursuant to the Agreement and Plan of Merger with Clavo Rico, LTD.
On November 3, 2015, MDL Ventures LLC sold 150,000 shares of common stock to a Company creditor in exchange for an extension on payment of the debt.
On May 26, 2016, the Company effected a 1 for 5.5 reverse split, resulting in 701,044 shares as of May 26, 2016.
On July 29, 2016, Mr. D'Ambrosio received 881,057 shares of common stock pursuant to a conversion of $200,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock as compensation for services performed as an officer and director of the Company.
On December 31, 2016, Mr. D'Ambrosio received 500,000 shares of common stock pursuant to a conversion of $100,000 of debt owed by the Company to MDL Ventures LLC and assigned to Mr. D'Ambrosio.
On December 30, 2016, the Company issued 51 shares of its Series A Preferred stock to Mr. D'Ambrosio for services rendered as an officer. The shares have voting rights equal to: (x) 0.019607 multiplied by the total issued and outstanding shares of common stock eligible to vote at the time of the respective vote (the "Numerator"), divided by (y) 0.49, minus (z) the Numerator. These shares have preferential voting rights, no conversion rights and no liquidation preferences.
On July 21, 2017, the Company issued 600,000 shares to Mr. D'Ambrosio pursuant to a conversion of $150,000 of debt owed by the Company to Mr. D'Ambrosio (assigned by MDL Ventures LLC).