Filing Details

Accession Number:
0001140361-18-027948
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-08 21:02:06
Reporting Period:
2018-06-06
Accepted Time:
2018-06-08 21:02:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366294 J Brian Sereda C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-06 4,712 $0.00 101,847 No 4 A Direct
Common Stock Disposition 2018-06-06 1,645 $17.04 100,202 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,015 Indirect Sereda Family Trust
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.02 to $17.051 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.