Filing Details
- Accession Number:
- 0001140361-18-027942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-08 19:15:46
- Reporting Period:
- 2018-06-06
- Accepted Time:
- 2018-06-08 19:15:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1634774 | Darren Robert Lee | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Svp, Gm Archiving & Governance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-06 | 500 | $57.49 | 4,044 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-06 | 667 | $50.93 | 4,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-06 | 4,711 | $122.97 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2018-06-06 | 500 | $0.00 | 500 | $57.49 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2018-06-06 | 667 | $0.00 | 667 | $50.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | 2025-04-06 | No | 4 | M | Direct | |
| 3,333 | 2026-04-08 | No | 4 | M | Direct |
Footnotes
- The stock option vested and became exercisable as to 1/4th of the total number of shares on February 1, 2016 and thereafter shall vest and become exercisable as to 1/48th of the total number of shares in equal monthly installments.
- The stock option vested and became exercisable as to 1/4th of the total number of shares on February 1, 2017 and thereafter shall vest and become exercisable as to 1/48th of the total number of shares in equal monthly installments.
Billionaire Hedge Funds
