Filing Details

Accession Number:
0001179110-18-008257
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-07 18:32:53
Reporting Period:
2018-06-05
Accepted Time:
2018-06-07 18:32:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392678 Hany Nada C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-05 5,850 $6.01 9,093 No 4 S Indirect See Footnote
Common Stock Disposition 2018-06-05 294,150 $6.01 457,364 No 4 S Indirect See Footnote
Common Stock Acquisiton 2018-06-07 25,000 $0.00 190,200 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2018-06-07 25,000 $0.00 25,000 $0.00
Common Stock Restricted Stock Units Acquisiton 2018-06-07 25,000 $0.00 25,000 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2018-06-07 50,000 $0.00 50,000 $5.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
25,000 No 4 A Direct
50,000 2028-06-07 No 4 A Direct
Footnotes
  1. The sales were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 established on August 23, 2017 by Granite Global Ventures II L.P. ("Granite Global") and GGV II Entrepreneurs Fund L.P. ("GGV").
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.00 to $6.055. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  3. Represents shares held by GGV. Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  4. Represents shares held by Granite Global. Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  5. Vesting of restricted stock units (RSUs) granted to Mr. Nada on June 8, 2017.
  6. Each RSU represents a contingent right to receive one share of Glu common stock
  7. The RSU vests in full on the first to occur of (1) June 8, 2018 or (2) the date of the Glu Mobile Inc. 2018 Annual Meeting of Stockholders.
  8. The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.
  9. The option is immediately exercisable and vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.