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Filing Details

Accession Number:
0001144204-18-033303
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-07 18:28:35
Reporting Period:
2016-09-13
Accepted Time:
2018-06-07 18:28:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1652362 Infrastructure & Energy Alternatives Inc. IEA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202993 Y Mohsin Meghji 130 West 42Nd Street, 17Th Floor
New York NY 10036
Yes No Yes No
1673683 M Iii Sponsor I Llc 130 West 42Nd Street, 17Th Floor
New York NY 10036
Yes No Yes No
1673684 M Iii Sponsor I Lp C/o M Iii Acquisition Corp.
New York NY 10036
Yes No Yes No
1675016 M Iii Acquisition Partners I Llc 130 West 42Nd Street, 17Th Floor
New York NY 10036
Yes No Yes No
1675026 M Iii Acquisition Partners I Corp. C/o M Iii Acquisition Corp.
New York NY 10036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-13 54,505 $0.00 3,777,478 No 4 S Indirect By M III Sponsor I LLC
Common Stock Acquisiton 2016-09-13 54,505 $0.00 272,522 No 4 P Indirect By M III Sponsor I LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By M III Sponsor I LLC
No 4 P Indirect By M III Sponsor I LP
Footnotes
  1. The reported transactions reflect the transfer by M III Sponsor I LLC of 54,505 shares of common stock and 10,000 warrants of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Issuer") to M III Sponsor I LP pursuant to an agreement dated September 13, 2016. Due to an administrative oversight, the reported transaction was not reflected on the books and records of the Issuer at the time.
  2. The shares of common stock were transferred for $100,296.70 in the aggregate.
  3. Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp. and M III Acquisition Partners I Corp. was, at the time of the reported transaction, the general partner of M III Sponsor I LP. Mr. Meghji was at the time of the reported transactions and continues to be the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji had sole voting and dispositive control over securities held by M III Sponsor I LLC and M III Acquisition Partners I Corp. at the time of the reported transaction, and therefore may have been deemed to share beneficial ownership of the securities held by M III Sponsor I LLC and M III Sponsor I LP.
  4. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest. On March 26, 2018, Mr. Meghji transferred the stock of the general partner of M III Sponsor I LP to an affiliate of the limited partner of M III Sponsor I LP and ceased to have beneficial ownership over any securities held by M III Sponsor I LP.