Filing Details

Accession Number:
0001179110-18-008246
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-07 18:11:32
Reporting Period:
2018-06-05
Accepted Time:
2018-06-07 18:11:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1475841 National Bank Holdings Corp NBHC National Commercial Banks (6021) 270563799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1692573 G. Patrick Sobers 7800 East Orchard Road, Suite 300
Greenwood Village CO 80111
Evp, Bus. & Consumer Bnkg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-05 2,347 $18.09 11,379 No 4 M Direct
Common Stock Disposition 2018-06-05 2,347 $40.26 9,032 No 4 S Direct
Common Stock Acquisiton 2018-06-06 913 $18.09 9,945 No 4 M Direct
Common Stock Acquisiton 2018-06-06 2,400 $18.92 12,345 No 4 M Direct
Common Stock Disposition 2018-06-06 3,313 $40.58 9,032 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-06-05 2,347 $0.00 2,347 $18.09
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-06-06 913 $0.00 913 $18.09
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-06-06 2,400 $0.00 2,400 $18.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
913 2023-05-02 No 4 M Direct
0 2023-05-02 No 4 M Direct
0 2024-04-29 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.2737, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.5834 to $40.59, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.
  4. Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.