Filing Details

Accession Number:
0001288847-18-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-06 20:09:18
Reporting Period:
2018-06-04
Accepted Time:
2018-06-06 20:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628106 Gaurav Passi C/O Five9, Inc., Bishop Ranch 8,
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Evp, Product Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-04 4,771 $36.57 91,123 No 4 S Direct
Common Stock Acquisiton 2018-06-04 4,284 $16.25 95,407 No 4 M Direct
Common Stock Acquisiton 2018-06-04 4,640 $8.13 100,047 No 4 M Direct
Common Stock Disposition 2018-06-04 8,924 $36.94 91,123 No 4 S Direct
Common Stock Acquisiton 2018-06-05 3,917 $4.25 95,040 No 4 M Direct
Common Stock Disposition 2018-06-05 3,917 $37.40 91,123 No 4 S Direct
Common Stock Disposition 2018-06-05 7,535 $37.40 83,588 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-06-04 4,284 $0.00 4,284 $16.25
Common Stock Employee Stock Option (right to buy) Disposition 2018-06-04 4,640 $0.00 4,640 $8.13
Common Stock Employee Stock Option (right to buy) Disposition 2018-06-05 3,917 $0.00 3,917 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,128 2027-02-23 No 4 M Direct
32,485 2026-03-09 No 4 M Direct
4,896 2024-11-05 No 4 M Direct
Footnotes
  1. The reported sales were to cover taxes upon the vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.28 to $36.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.84 to $37.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.
  7. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.
  8. The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.