Filing Details

Accession Number:
0000091142-18-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-06 17:13:36
Reporting Period:
2018-06-05
Accepted Time:
2018-06-06 17:13:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566398 T Charles Lauber A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Svp, Strategy & Corporate Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-05 949 $62.72 23,978 No 4 S Direct
Common Stock Acquisiton 2018-06-05 2,330 $30.77 26,308 No 4 M Direct
Common Stock Acquisiton 2018-06-05 2,933 $31.67 29,241 No 4 M Direct
Common Stock Disposition 2018-06-05 5,263 $62.76 23,978 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2018-06-05 2,330 $0.00 2,330 $30.77
Common Stock Employee Stock Options (Right to Buy) Disposition 2018-06-05 2,933 $0.00 2,933 $31.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,231 2025-02-09 No 4 M Direct
18,298 2026-02-08 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $62.63 to $62.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $62.61 to $62.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
  3. The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
  4. The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.