Home > Insider Trading > Filing (0001614094-18-000058)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002047	Netapp Inc.	NTAP	Computer Storage Devices (3572)	770307520

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1447874	K Matthew Fawcett	1395 Crossman Ave Sunnyvale CA 94089	Svp, Gc & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-06-04	1,148	$36.59	55,856	No	4	M	Direct
Common Stock	Disposition	2018-06-04	1,148	$70.00	54,708	No	4	S	Direct
Common Stock	Disposition	2018-06-04	6,819	$69.95	47,889	No	4	S	Direct
Common Stock	Disposition	2018-06-04	5,700	$70.28	42,189	No	4	S	Direct
Common Stock	Disposition	2018-06-05	2,521	$72.18	39,668	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2018-06-04	1,148	$70.00	1,148	$36.59
Common Stock	Restricted Stock Unit	Acquisiton	2018-06-04	12,000	$0.00	12,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-06-03	2021-06-02	No	4	M	Direct
12,000	2019-06-01	2025-06-01	No	4	A	Direct

Footnotes

The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.
The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44 to $70.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $70.16 to $70.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
On June 3, 2014, the reporting person was granted 55,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
Restricted stock units convert into common stock on a one-for-one basis.
On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.